Compliance Officer

JOB TITLE: Compliance Officer DEPARTMENT: Compliance REPORTS TO: Compliance Manager CLASSIFICATION: Key FSLA STATUS: Non exempt PAY LEVEL: Hourly CLOSING DATE: LOCATION: Grand Lake Casino EDUCATION: High school diploma or G.
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EXPERIENCE: Customer service experience preferred; 1 year experience in Gaming LICENSES OR CERTIFICATIONS: Required to obtain and maintain a Seneca Cayuga tribal gaming license; State issued id PHYSICAL REQUIREMENTS: WORK ENVIRONMENT: Grand Lake Casino is a drug and alcohol free workplace; Must be able to work in a casino environment which includes high levels of smoke, dust and noise.
JOB SUMMARY: Assists in establishing a compliance program and setting forth internal control standards that ensure ongoing compliance with the Bank Secrecy Act; federal, state and tribal rules & regulations.
SPECIAL WORKING CONDITIONS: ESSENTIAL FUNCTIONS: Reviews and reports Title 31 findings Assists all departments in training through written and oral methods Title 31 reporting and record keeping Reviews Title 31 reporting for each designated 24 hour period Is familiar with suspicious activity reporting methods Makes diligent efforts to identify suspicious transactions and report such Responsible for the administration of compliance with all gaming laws and regulations Investigates and assists in resolving issues of compliance Maintains working knowledge of relevant gaming issues and regulations of internal controls Documents instances of noncompliance and attempts to obtain any missing information Able to form and maintain excellent relationships with Directors and staff Excellent knowledge of Microsoft Excel Must be able to maintain visual attention and mental concentration for extended periods of time Must be able to work as part of a team and to promote a cooperative approach between departments Assists in departmental audits / Must be able to navigate Diagnostic Monitor- Oasis Assists in resolving issues of compliance MINIMUM JOB QUALIFICATIONS: Reliable transportation At least 18 years of age Written and verbal communication skills Multitasking skills Adaptability This job description in no way states or implies that these are the only duties to be performed by this employee.
He or she will be required to follow any other instructions and to perform any other duties requested by his or her supervisor.
Grand Lake Casino is an Native American Preference Employer.
Must be able to pass drug screens with negative results Must have good organization, oral and written skills, and good with numbers.